Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2023n016822 | Date: December 11, 2023
Institutional Client Services | Wealth Management Platform
Post-Liquidity Event Portfolio Rebalance — Q4 2023
Allocation Reset After NLTK Reduction; Bond Rebuild — December 2023
Client Household: Alex & Sam Chen Confirmation No.: FIn2023n016822
(HH-CHEN-001)
Advisor: Morgan Park, CFP® Confirmation Date: December 11, 2023
(ADV-PARK-001) | Clearwater
Wealth Partners
Custodian: Fidelity Institutional Wealth Services Settlement Date: December 12, 2023
(CUST-FI-001)
Decision / Ref: MtgID-2023Q4-01 — post-NLTK Document ID: DOC-TradeConf-2023Q4-001
rebalance
Meeting Ref: MtgID-2023Q4-01 Confirmation Post-Event Rebalance
Type:
IPS Version: IPS-2020 (60/35/5) — equity slightly Tax Year: 2023
above target post-NLTK sale
TRADE CONTEXT & RATIONALE
Year-end rebalance to re-establish IPS-2020 targets following the April 2023 NLTK concentration reduction
(DecisionID-2023-349). The reinvestment of NLTK proceeds into UECIY and IDEIY left the portfolio modestly equity-overweight.
Small equity trim and bond addition to restore 60/35/5 balance. 529 plans also receive year-end contribution deployments for
Maya and Eli. No major tax events from this rebalance; gains are de minimis.
TRADE EXECUTION DETAIL
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Light equity
trim; at-cost
ACCT-TX01 UECIY lot
12/11/202 12/12/20 67890A20 ($8,000.0
Z23n8472n91 SELL US Equity Core Index Fund 100 $80.00 $8,000.00 $0.00 Basis: Apr
3 23 0 0)
Joint Taxable Brokerage (Alt/TLH) 2023 lot; basis
$80.00/sh; $0
gain
Muni bond
add; rebuild
ACCT-TX01
12/11/202 12/12/20 MUNIX 78901A10 fixed
Z23n8472n91 BUY 500 $9.70 $4,850.00 $0.00 $4,850.00
3 23 Municipal Bond Fund 0 allocation
Joint Taxable Brokerage
Basis: New lot
$9.70/sh
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2023Q4-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2023n016822 | Date: December 11, 2023
Institutional Client Services | Wealth Management Platform
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Core bond
add in IRA;
ACCT-IRA1 fixed income
12/11/202 12/12/20 UCBIX 34567A10
Z23n8472n92 BUY 500 $9.40 $4,700.00 $0.00 $4,700.00 target
3 23 US Core Bond Index Fund 0
Alex Traditional IRA Basis: IRA
new lot
$9.40/sh
529-A
(Maya):
annual
contribution
ACCT-529A 529-AGE-MOD
12/11/202 12/12/20 999AGE1 invest
Z23n8472n96 BUY 529 Age-Based Moderate 400 $11.20 $4,480.00 $0.00 $4,480.00
3 23 00 Basis: Add to
529 Plan — Maya Index Portfolio
existing lot;
household
cash
contribution
529-B
(Eli):
annual
contribution
ACCT-529B 529-AGE-MOD
12/11/202 12/12/20 999AGE1 invest
Z23n8472n97 BUY 529 Age-Based Moderate 400 $11.20 $4,480.00 $0.00 $4,480.00
3 23 00 Basis: Add to
529 Plan — Eli Index Portfolio
existing lot;
household
cash
contribution
TOTAL
S
Total Purchased: $18,510.00 (cid:127) Total Sold / Redeemed: $8,000.00
SETTLEMENT SUMMARY
Description Amount Settlement Date Direction
Total Purchased (BUY orders) $18,510.00 December 12, 2023 Debit
Total Proceeds (SELL orders) $8,000.00 December 12, 2023 Credit
Net Cash Flow ($10,510.00) Debit
TAX IMPACT NOTES
UECIY sell (100 shares): basis $80.00/sh (Apr 2023 lot); gain = ($80.00 - $80.00) × 100 = $0 (sold at cost). Minimal tax impact.
Year-end 2023 portfolio is clean post-NLTK event. 2023 total net cap gains remain ~$42,000 as reported.
IMPORTANT: This Trade Execution Confirmation is a summary of executed orders processed through the Fidelity Institutional platform. All transactions are subject to
the terms and conditions of the applicable account agreement. Prices shown are execution prices; actual settlement may vary for equity securities by T+2. Tax
information is provided for planning reference only; clients should consult their tax advisor. This document is synthetic demo data generated for product demonstration
purposes and does not constitute an actual trade confirmation, investment advice, or tax advice.
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2023Q4-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only
